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    Regulatory Compliance Expertise for the Mortgage and Financial Services Industry

    In today’s rapidly evolving regulatory environment, it is crucial for mortgage businesses and financial institutions to maintain an effective compliance risk program. This can be challenging as technologies are constantly advancing and policies, procedures, and practices must continuously adapt to complex federal and state laws and regulations.

    Oakleaf’s experts have the experience and know-how to help businesses and service providers assess, develop, and implement operations and strategies that ensure compliance and mitigate regulatory risk.

    Oakleaf’s regulatory compliance services are customized to meet each client’s unique needs and address its specific challenges. Our seasoned analysts and consultants review policies and procedures, customize loan-level tests, and complete ongoing loan-level testing to confirm adherence to both origination and servicing regulatory requirements. These tests can be performed in advance of a third-party audit, to support annual internal audit priorities, or in response to findings identified during the audit process.

    RELATED REGULATORY COMPLIANCE SERVICES

    • Compliance Risk Assessment
    • Compliance Monitoring
    • Compliance Reviews
    • Customized Reviews & Audit Support

    RELATED CAPABILITIES

    Who We Are

    The Oakleaf Group is a Washington DC-based, management consulting firm focused exclusively on the financial services, banking, and mortgage industries. Our team consists of industry subject matter experts, risk management professionals, and technologists who work together to help solve our clients’ toughest problems. Oakleaf strives to enhance the financial and regulatory industry with data-driven, model-informed, analytics-enabled, and operationally rigorous services and solutions.

     

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    As a mortgage and financial services consulting firm, we assist companies throughout the mortgage and financial services industries, including banks and non-bank mortgage firms, GSEs, regulators, government agencies, law firms, insurance companies, asset managers, hedge funds, and other financial institution clients. We work closely with management to identify and prioritize challenges, and we apply deep industry expertise that drives performance, resulting in performance transformation across the organization.

     

    See how we support our clients and their teams in tackling their most complex matters. Or contact us if you want to discuss anything further.

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